Summary

 

This position is responsible for providing customer service to advisors, general agents, clients and internal staff.  answering incoming calls regarding brokerage account, opening, maintenance and transfers; research discrepancies; perform high level research and document information pertaining to department's area of responsibility. 

 

Key Responsibilities

 

• Answering incoming calls, opening, maintaining and transferring brokerage accounts.
• Research discrepancies; to include performing high level research and documenting information pertaining to department's area of responsibility. 
• Execute equity, mutual fund and fixed income transactions on a timely basis to achieve the best possible results for the client and representative. 
• Respond to questions from clients, registered representatives, vendors, home office associates, regarding trades, securities, and administrative procedures. 
• Research and resolve problems with trades, reporting, commissions, and administration. 
• Educates registered representatives regarding general securities and brokerage procedures.
• Develop and maintain contacts within the securities and trading industry to professionally represent the firm. 

Requirements

 

• Strong background in customer service and processing. 
• A bachelor's degree or a minimum of two year's experience within financial services.
• Preferably a NASD Series 7 license, otherwise will be expected to obtain one within three months of employment. 
• Demonstrated ability to perform quality work in a fast-paced environment.
• Must be a team player able to work with individuals at all levels of the organization. 
• Superb interpersonal, communication and organization skills.

 

Securities and investment advisory services are offered solely by Equity Services, Inc., Member FINRA/SIPC, One National Life Drive, Montpelier, Vermont 05604 (802)229-3900.

 

National Life Group (R) is a trade name representing various affiliates, which offer a variety of financial service products.

 

TC44865(1108)

To apply, please visit our web site at www.nationallife.com; Join Our Team.

 

National Life is seeking talented and motivated individuals to join our growing financial services team. We offer a competitive salary and a comprehensive benefits package. Individuals who are members of the National Life team experience an excellent work environment with opportunities for personal and professional growth.